Bank Regulation, Risk Management, and Compliance (1th edition)

Published by Routledge in 2020 | Author(s) Alexander Dill | 341 Pages
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Bank Regulation, Risk Management, and Compliance is a
concise yet comprehensive treatment of the primary areas of US banking
regulation micro-prudential, macroprudential, financial consumer protection, and AML/CFT
regulation–and their associated risk management and compliance systems. The book’s focus is the US, but its prolific use of standards published by the Basel Committee on Banking Supervision and frequent comparisons with UK and EU versions of US regulation offer a broad perspective on global bank regulation and expectations for internal governance.

The book establishes a conceptual framework that helps readers to understand bank regulators’ expectations for the risk management and compliance functions. Informed by the author’s experience at a major credit rating agency in helping to design and implement a ratings compliance system, it explains how the banking business model, through credit extension and credit intermediation, creates the principal risks that regulation is designed to mitigate credit, interest rate, market, and operational risk, and, more broadly, systemic risk. The book covers, in a single volume, the four areas of bank regulation and
supervision and the associated regulatory expectations and firms’ governance systems. 
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Bank Regulation, Risk Management, and Compliance

Bank Regulation, Risk Management, and Compliance

Regular price 400.00؋
Sale price 400.00؋ Regular price
Unit price

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